Investment adviser · CRD 316860
LOCKERMAN FINANCIAL GROUP, INC
Investment adviser filing (IA)
NEWPORT BEACH, CA, United States · Form ADV filed Jan 23, 2026
- Regulatory AUM
- $110M Form ADV · Item 5.F
- Client accounts
- 271 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 35 | $95,399,048 | 86.7% |
| Individuals | 34 | $14,681,789 | 13.3% |
Filing source
Form ADV 2044283 · Jan 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 23, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
4695 MACARTHUR COURT, SUITE 490NEWPORT BEACH, CA, 92660, United States
CRD 316860
Filing source
Form ADV 2044283 · Jan 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.