Investment adviser · CRD 163847

LOCKE PARTNERS INVESTMENT MANAGER LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CHARLOTTE, NC, United States · Form ADV filed Apr 4, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

S.A.V.E. PARTNERS IV L.L.C.Hedge Fund · Last reported Apr 4, 2016$8.7MGross asset value

Auditor GILDEA & IVANIS NEW YORK, New York, United States

Custodian MUTUAL SECURITIES, INC. CAMARILLO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MUTUAL SECURITIES, INC.
SEC 8-28580

Fund details & source

Fund ID: 805-1811769191
Reported beneficial owners: 21
Minimum commitment: $50K

Form ADV 1007457 · Apr 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 4, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

4720 PIEDMONT ROW DRIVE, SUITE 370
CHARLOTTE, NC, 28210, United States

CRD 163847

Filing source

Form ADV 1007457 · Apr 4, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.