Investment adviser · CRD 117611

LOCKE FINANCIAL SERVICES, INC.

Investment adviser filing (IA)

PALATINE, IL, United States · Form ADV filed Aug 16, 2012

Regulatory AUM
$44.5M
Form ADV · Item 5.F
Client accounts
175
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 16, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

662 N. FIRST BANK DRIVE
PALATINE, IL, 60067, United States

CRD 117611

Filing source

Form ADV 664911 · Aug 16, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.