Investment adviser · CRD 174322

LION POINT CAPITAL, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 30, 2026

Regulatory AUM: $481M
Client accounts: 8
Employees: 7
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$480,595,987	100.0%

Filing source

Form ADV 2101818 · Apr 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LION POINT MASTER, LPHedge Fund · Last reported Apr 30, 2026$348MGross asset value

Feeder funds

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Kansas, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-4050507983
Reported beneficial owners: 62
Minimum commitment: $100K
Form D file number: 021-236992
Form D file number: 021-236994

Form ADV 2101818 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LION POINT LIFE SCIENCES PARTNERS, LPHedge Fund · Last reported Apr 30, 2026$52.6MGross asset value

Form D fundraising filings

Lion Point Life Sciences Partners, LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C DELAWARE, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY DUBLIN, Ireland Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3415837414
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-452155

Form ADV 2101818 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUNSHINE DEJA VU LLCPrivate Equity Fund · Last reported Apr 30, 2026$40.2MGross asset value

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian INSPIRA FINANCIAL, LLC OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

EISNERAMPER LLP
PCAOB 274

Fund details & source

Fund ID: 805-6700866883
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 2101818 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUNSHINE SPV LLCPrivate Equity Fund · Last reported Apr 30, 2026$32.1MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY DUBLIN, Ireland Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-7425052890
Reported beneficial owners: 27
Minimum commitment: $0

Form ADV 2101818 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LION POINT EP SPV LLCPrivate Equity Fund · Last reported Apr 30, 2026$7.35MGross asset value

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian INSPIRA FINANCIAL, LLC OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

EISNERAMPER LLP
PCAOB 274

Fund details & source

Fund ID: 805-9821942614
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 2101818 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

375 PARK AVE, SUITE 2609
NEW YORK, NY, 10152, United States

CRD 174322

Filing source

Form ADV 2101818 · Apr 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.