Investment adviser · CRD 159888

LIM ADVISORS LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HONG KONG, Hong Kong · Form ADV filed Aug 6, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LIM JAPAN FUNDHedge Fund · Last reported Mar 26, 2015$239MGross asset value

Form D fundraising filings

LIM Japan Event Fund

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No

Marketer WESTHALL PARTNERS LLP LONDON, United Kingdom Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

Fund details & source

Fund ID: 805-2005432321
Reported beneficial owners: 14
Minimum commitment: $500K
Form D file number: 021-165879

Form ADV 893015 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIM JAPAN EVENT MASTER FUNDHedge Fund · Last reported Aug 6, 2026$197MGross asset value

Feeder funds

LIM JAPAN FUND

Fund administrator MAPLES FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Custodian DEUTSCHE BANK AG, SINGAPORE SINGAPORE, Singapore Related to adviser: No

Custodian TACHIBANA SECURITIES CO., LTD TOKYO, Japan Related to adviser: No

Marketer CASTLE HILL CAPITAL PARTNERS, INC. NEW YORK, New York, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1409

CASTLE HILL CAPITAL PARTNERS, INC.
CRD 44131 · SEC 8-50550

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source

Fund ID: 805-9693652299
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-165879

Form ADV 2124041 · Aug 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIM OPPORTUNISTIC FUND 3 LPPrivate Equity Fund · Last reported Aug 6, 2026$41.5MGross asset value

Fund administrator LANGHAM HALL HONG KONG LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Custodian DEUTSCHE BANK AG, SINGAPORE SINGAPORE, Singapore Related to adviser: No

Custodian TACHIBANA SECURITIES CO., LTD TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1409

Fund details & source

Fund ID: 805-3858065534
Reported beneficial owners: 16
Minimum commitment: $1M

Form ADV 2124041 · Aug 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIM ASIA MULTI-STRATEGY FUND INC.Hedge Fund · Last reported Aug 6, 2026$24.5MGross asset value

Form D fundraising filings

LIM ASIA MULTI-STRATEGY FUND INC.

Fund administrator MAPLES FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EAST ASIA SENTINEL LIMITED HONG KONG, Hong Kong

Custodian DEUTSCHE BANK AG, SINGAPORE SINGAPORE, Singapore Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EAST ASIA SENTINEL LIMITED
PCAOB 1659

Fund details & source

Fund ID: 805-5981588944
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-164112

Form ADV 2124041 · Aug 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIM ASIA SPECIAL SITUATIONS MASTER FUND LIMITEDHedge Fund · Last reported Aug 6, 2026$3.08MGross asset value

Feeder funds

LIM ASIA SPECIAL SITUATIONS FUND LIMITED

Fund administrator MAPLES FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Custodian CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No

Custodian DEUTSCHE BANK AG, SINGAPORE SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1409

CREDIT SUISSE AG
LEI ANGGYXNX0JLX3X63JN86

Fund details & source

Fund ID: 805-7063373811
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2124041 · Aug 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIM CHINA MASTER FUND SPC LIMITED - ABSOLUTE RETURN SEGREGATED PORTFOLIOHedge Fund · Last reported Mar 19, 2012$59.7MGross asset value

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS HONG KONG, Hong Kong

Custodian HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer AMBATA SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer STRATTON CAPITAL MANAGEMENT, LTD. NEW YORK, New York, United States Related to adviser: No

Marketer WESTHALL PARTNERS LLP LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AMBATA SECURITIES, LLC
CRD 131607 · SEC 8-66487

STRATTON CAPITAL MANAGEMENT, LTD.
CRD 104122 · SEC 8-52570

Fund details & source

Fund ID: 805-7063487339
Reported beneficial owners: 11
Minimum commitment: $100K

Form ADV 592843 · Mar 19, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIM OPPORTUNISTIC CREDIT MASTER FUNDPrivate Equity Fund · Last reported Aug 28, 2023$8.15MGross asset value

Form D fundraising filings

LIM Opportunistic Credit Master Fund

Feeder funds

LIM OPPORTUNISTIC CREDIT FUND

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG HONG KONG, Hong Kong

Custodian THE BANK OF NEW YORK MELLON SA/NV, LONDON BRANCH BRUSSELS, Belgium Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1181

Fund details & source

Fund ID: 805-6052697228
Reported beneficial owners: 16
Minimum commitment: $5M
Form D file number: 021-202059

Form ADV 1781096 · Aug 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 6, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1901 RUTTONJEE HOUSE, 11 DUDDELL STREET, CENTRAL
HONG KONG, Hong Kong

CRD 159888

Filing source

Form ADV 2124041 · Aug 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.