Investment adviser · CRD 110367
LIGHTHOUSE FINANCIAL SERVICES INC
Investment adviser filing (IA)
BREA, CA, United States · Form ADV filed Jan 22, 2026
- Regulatory AUM
- $473M Form ADV · Item 5.F
- Client accounts
- 461 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 159 | $349,728,726 | 74.0% |
| Individuals | 299 | $114,781,943 | 24.3% |
| Corporations & businesses | Fewer than 5 | $5,196,988 | 1.1% |
| Retirement plans | Fewer than 5 | $2,072,565 | 0.4% |
| Charities | Fewer than 5 | $760,866 | 0.2% |
Filing source
Form ADV 2038360 · Jan 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 22, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
3070 SATURN STREET, SUITE 101BREA, CA, 92821, United States
CRD 110367
Filing source
Form ADV 2038360 · Jan 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.