Investment adviser · CRD 323373
LIGHT CAPITAL LLC
Investment adviser filing (IA)
SANTA MONICA, CA, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $135M Form ADV · Item 5.F
- Client accounts
- 170 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 13 | $126,748,005 | 93.7% |
| Corporations & businesses | Fewer than 5 | $8,478,249 | 6.3% |
| Individuals | Fewer than 5 | $37,678 | 0.0% |
Filing source
Form ADV 2087977 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
LIGHT CAP GROWTH FUND I LLCPrivate Equity Fund · Last reported Mar 31, 2026$4.3MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-2970525185
- Reported beneficial owners
- 9
- Minimum commitment
- $50K
- Form D file number
- 021-1328
Form ADV 2087977 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
520 BROADWAY,, 2ND FLOORSANTA MONICA, CA, 90401, United States
CRD 323373
Filing source
Form ADV 2087977 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.