LIDO: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$11,051,725,091	119	Mar 31, 2022
2022	$13,102,066,742	191	Mar 30, 2023
2023	$19,656,367,238	214	Mar 28, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	5,881	$17,304,255,407	88.0%
Corporations & businesses	314	$1,021,342,434	5.2%
Pooled investment vehicles	18	$494,238,450	2.5%
Other clients	65	$289,659,569	1.5%
Charities	116	$283,302,716	1.4%
Individuals	684	$177,430,538	0.9%
Investment companies	1	$82,949,298	0.4%
Insurance companies	5	$3,188,826	0.0%

Filing source

Form ADV 1827530 · Mar 28, 2024 · Item 5.D

Reported by LIDO ADVISORS, LLC (CRD 269866).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

LIDO CAP AND GAP FUND, LPHedge Fund$17.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Lido Cap & Gap Fund, LP

Fund administrator PANOPTIC FUND ADMINISTRATION LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WEAVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States Other funds reporting this name →

Custodian APEX CLEARING CORPORATION DALLAS, Texas, United States Related to adviser: No Other funds reporting this name →

Custodian MIDFIRST BANK LOS ANGELES, California, United States Related to adviser: No Other funds reporting this name →

Prime broker APEX CLEARING CORPORATION DALLAS, Texas, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, LLP
PCAOB 410

APEX CLEARING CORPORATION
SEC 8-23522

MIDFIRST BANK
LEI 337KMNHEWWWR6B7Q7W10

APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522

Fund details & source

Fund ID: 805-3513996739
Reported beneficial owners: 52
Minimum commitment: $50K
Form D file number: 021-414290

Form ADV 1827530 · Mar 28, 2024 · Schedule D 7.B.(1)

Reported by LIDO ADVISORS, LLC (CRD 269866).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 24, 2024 · previous imported filing

Regulatory AUM$13,102,066,742 → $19,656,367,238
Client accounts12,641 → 19,744
Employees191 → 214

Filing source

Form ADV 1827530 · Mar 28, 2024 · Items 1 & 5

Reported by LIDO ADVISORS, LLC (CRD 269866).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $19.2B
Non-discretionary: $451M

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1875 CENTURY PARK EAST, SUITE 950
LOS ANGELES, CA, 90067, United States

CRD 269866

Filing source

Form ADV 1827530 · Mar 28, 2024 · Items 1 & 5

Reported by LIDO ADVISORS, LLC (CRD 269866).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.