Investment adviser · CRD 149902

LIBERTYVIEW CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

HOBOKEN, NJ, United States · Form ADV filed Mar 30, 2018

Regulatory AUM: $148M
Client accounts: 18
Employees: 6
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	18	$147,625,930	100.0%

Filing source

Form ADV 1201075 · Mar 30, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LIBERTYVIEW CREDIT ALPHA MASTER FUND, L.P.Hedge Fund · Last reported Mar 30, 2018$77.6MGross asset value

Feeder funds

Fund administrator CONIFER FUND SERVICES LTD TORTOLA, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UNTRACHT EARLY (CAYMAN)
PCAOB 3412

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-4176649150
Reported beneficial owners: 43
Minimum commitment: $500K
Form D file number: 021-200436
Form D file number: 021-200437

Form ADV 1201075 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBERTYVIEW FUNDS, L.P.Hedge Fund · Last reported Mar 30, 2018$28.7MGross asset value

Feeder funds

LIBERTYVIEW FUND, L.L.C.
LIBERTYVIEW LEVERAGE PLUS FUND, LTD.
LIBERTYVIEW PLUS FUND, LTD.

Fund administrator CONIFER FUND SERVICES LTD TORTOLA, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UNTRACHT EARLY (CAYMAN)
PCAOB 3412

Fund details & source

Fund ID: 805-2480009063
Reported beneficial owners: 49
Minimum commitment: $1M
Form D file number: 021-60030
Form D file number: 021-60036
Form D file number: 021-60431

Form ADV 1201075 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBERTYVIEW CREDIT OPPORTUNITIES FUND, L.P.Hedge Fund · Last reported Mar 30, 2018$22.1MGross asset value

Feeder funds

LIBERTYVIEW CREDIT OPPORTUNITIES FUND II, LLC
LIBERTYVIEW CREDIT OPPORTUNITIES FUND II, LTD.
LIBERTYVIEW CREDIT OPPORTUNITIES FUND, LLC
LIBERTYVIEW CREDIT OPPORTUNITIES FUND, LTD.

Fund administrator CONIFER FUND SERVICES LTD TORTOLA, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UNTRACHT EARLY (CAYMAN)
PCAOB 3412

Fund details & source

Fund ID: 805-7519199255
Reported beneficial owners: 126
Minimum commitment: $1M
Form D file number: 021-125665
Form D file number: 021-60024

Form ADV 1201075 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBERTYVIEW SPECIAL OPPORTUNITIES FUND, L.P.Hedge Fund · Last reported Mar 30, 2018$9.95MGross asset value

Feeder funds

LIBERTYVIEW SPECIAL OPPORTUNITIES FUND, LLC
LIBERTYVIEW SPECIAL OPPORTUNITIES FUND, LTD.

Fund administrator CONIFER FUND SERVICES LTD TORTOLA, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UNTRACHT EARLY (CAYMAN)
PCAOB 3412

Fund details & source

Fund ID: 805-5124193919
Reported beneficial owners: 113
Minimum commitment: $1M
Form D file number: 021-58540

Form ADV 1201075 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBERTYVIEW CREDIT SELECT FUND, L.P.Hedge Fund · Last reported Mar 30, 2018$9.31MGross asset value

Feeder funds

LIBERTYVIEW CREDIT SELECT FUND, LLC
LIBERTYVIEW CREDIT SELECT FUND, LTD.

Fund administrator CONIFER FUND SERVICES LTD TORTOLA, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UNTRACHT EARLY (CAYMAN)
PCAOB 3412

Fund details & source

Fund ID: 805-3612353616
Reported beneficial owners: 150
Minimum commitment: $1M
Form D file number: 021-125663

Form ADV 1201075 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SKM-LIBERTYVIEW CBO I, LTD.Securitized Asset Fund · Last reported Mar 28, 2014$10.3MGross asset value

Fund administrator BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6326428329
Reported beneficial owners: 10
Minimum commitment: $0

Form ADV 802841 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIBERTYVIEW SPECIAL OPPORTUNITIES MASTER FUND II, L.P.Hedge Fund · Last reported Dec 16, 2013$3.67MGross asset value

Feeder funds

LIBERTYVIEW SPECIAL OPPORTUNITIES FUND II, L.P.

Fund administrator BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian J.P. MORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker PENSON FINANCIAL SERVICES, INC. DALLAS, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING LLC
SEC 8-17574

PENSON FINANCIAL SERVICES, INC.
CRD 25866 · SEC 8-42095

Fund details & source

Fund ID: 805-1236638380
Reported beneficial owners: 2
Minimum commitment: $250K
Form D file number: 021-145498

Form ADV 772638 · Dec 16, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

36-42 NEWARK ST., SUITE 403
HOBOKEN, NJ, 07030, United States

CRD 149902

Filing source

Form ADV 1201075 · Mar 30, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.