Investment adviser · CRD 154070

LGL PARTNERS, LLC

Investment adviser filing (IA)

WEST CONSHOHOCKEN, PA, United States · Form ADV filed Apr 1, 2013

Regulatory AUM
$1B
Form ADV · Item 5.F
Client accounts
22
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BALA CAPITAL FUND, LLCOther Private Fund · Last reported Apr 1, 2013$59.9MGross asset value
Fund administrator ROYAL BANK OF CANADA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO PHILADELPHIA, Pennsylvania, United States
Custodian ROYAL BANK OF CANADA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2584276872
Reported beneficial owners
13
Minimum commitment
$250K
Form D file number
021-177948

Form ADV 712195 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BALA CAPITAL OPPORTUNITY FUND, LPOther Private Fund · Last reported Apr 1, 2013$18.3MGross asset value
Fund administrator ROYAL BANK OF CANADA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO PHILADELPHIA, Pennsylvania, United States
Custodian ROYAL BANK OF CANADA NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5348446454
Reported beneficial owners
3
Minimum commitment
$250K

Form ADV 712195 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

ONE TOWER BRIDGE, 100 FRONT ST., SUITE 1300
WEST CONSHOHOCKEN, PA, 19428, United States

CRD 154070

Filing source

Form ADV 712195 · Apr 1, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.