Investment adviser · CRD 170324
LEWIS FINANCIAL, LLC
Investment adviser filing (IA)
SAN LUIS OBISPO, CA, United States · Form ADV filed Feb 25, 2026
- Regulatory AUM
- $134M Form ADV · Item 5.F
- Client accounts
- 255 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 58 | $90,000,000 | 67.2% |
| Individuals | 195 | $42,000,000 | 31.4% |
| Retirement plans | 1 | $1,500,000 | 1.1% |
| Corporations & businesses | 1 | $450,000 | 0.3% |
Filing source
Form ADV 2059444 · Feb 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 25, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Hourly
Principal office
3590 SACRAMENTO DR., STE 140SAN LUIS OBISPO, CA, 93401, United States
CRD 170324
Filing source
Form ADV 2059444 · Feb 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.