Investment adviser · CRD 8041

LEVY, HARKINS & CO., INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 16, 2018

Regulatory AUM: $267M
Client accounts: 107
Employees: 6
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	107	$267,195,107	100.0%
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1192840 · Mar 16, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE GRACY FUND, L.P.Hedge Fund · Last reported Apr 14, 2016$27.3MGross asset value

Auditor ROTHSTEIN KASS AND COMPANY ROSELAND, New Jersey, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-7294420433
Reported beneficial owners: 16
Minimum commitment: $250K

Form ADV 1010714 · Apr 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 16, 2018. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Commissions · Performance-based

Principal office

366 MADISON AVENUE, 14TH FLOOR
NEW YORK, NY, 10017, United States

CRD 8041

Filing source

Form ADV 1192840 · Mar 16, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.