Investment adviser · CRD 168186

LEUCADIA ASSET MANAGEMENT LLC

Investment adviser filing (IA)

LEUCADIA INVESTMENT MANAGEMENT LLC

NEW YORK, NY, United States · Form ADV filed Jan 6, 2021

Regulatory AUM: $990M
Client accounts: 5
Employees: 26
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$905,739,096	91.5%
Corporations & businesses	2	$83,947,725	8.5%

Filing source

Form ADV 1477464 · Jan 6, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TOPWATER MASTER FUND LTD.Hedge Fund · Last reported Jun 2, 2020$938MGross asset value

Feeder funds

TOPWATER PARTNERS LLC
TOPWATER PARTNERS OFFSHORE LTD.

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-4446601570
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-201314
Form D file number: 021-260886

Form ADV 1428076 · Jun 2, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOPWATER PARTNERS LLCHedge Fund · Last reported Dec 18, 2015$789MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS, LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1778823375
Reported beneficial owners: 31
Minimum commitment: $5M
Form D file number: 021-201314

Form ADV 960275 · Dec 18, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOPWATER STONEFLY FUND LLCHedge Fund · Last reported Jun 2, 2020$698MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS, LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: Yes

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS, LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-2756441721
Reported beneficial owners: 52
Minimum commitment: $0

Form ADV 1428076 · Jun 2, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TENACIS SYSTEMATIC MACRO MASTER FUND LTD.Hedge Fund · Last reported Jul 8, 2019$429MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE NEW YORK, New York, United States

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 34

JEFFERIES LLC
CRD 2347 · SEC 8-15074

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6081309729
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-303061
Form D file number: 021-303064

Form ADV 1333410 · Jul 8, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOPWATER MAYFLY FUND LLCHedge Fund · Last reported Jun 2, 2020$208MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS, LLP NEW YORK, New York, United States

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS, LLP
PCAOB 238

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

BTIG, LLC
CRD 122225 · SEC 8-65473

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-7418791443
Reported beneficial owners: 52
Minimum commitment: $0

Form ADV 1428076 · Jun 2, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKE HILL FUND EC LTD.Hedge Fund · Last reported Jan 30, 2020$0Gross asset value

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS, LLP GEORGE TOWN, GRAND CAYMAN, Cayman Islands

Custodian SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS, LLP
PCAOB 238

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-6963439883
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1370671 · Jan 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAKE HILL TACTICAL MASTER FUND LTD.Hedge Fund · Last reported Jan 30, 2020$0Gross asset value

Feeder funds

LAKE HILL TACTICAL FUND CAYMAN LTD.
LAKE HILL TACTICAL FUND LLC

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GEORGE TOWN, Cayman Islands

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-7349502982
Reported beneficial owners: 0
Minimum commitment: $0
Form D file number: 021-289011
Form D file number: 021-303058

Form ADV 1370671 · Jan 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 6, 2021. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

520 MADISON AVENUE
NEW YORK, NY, 10022, United States

CRD 168186

Filing source

Form ADV 1477464 · Jan 6, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.