Investment adviser · CRD 292523

LEHMAN FINANCIAL RESOURCES

Investment adviser filing (IA)

LEHMAN & DERAFELO FINANCIAL RESOURCES LLC

MEDIA, PA, United States · Form ADV filed Mar 21, 2023

Regulatory AUM: $1.13B
Client accounts: 2,374
Employees: 6
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	259	$1,011,112,025	89.3%
Individuals	460	$116,597,695	10.3%
Retirement plans	Fewer than 5	$2,175,365	0.2%
Charities	Fewer than 5	$1,901,411	0.2%
Banks & thrifts	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1728056 · Mar 21, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LD OPPORTUNITY FUND, LPPrivate Equity Fund · Last reported Mar 21, 2023$42.9MGross asset value

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES DENVER, Colorado, United States

Custodian TD BANK, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES
PCAOB 349

Fund details & source

Fund ID: 805-5372919470
Reported beneficial owners: 47
Minimum commitment: $250K
Form D file number: 021-450939

Form ADV 1728056 · Mar 21, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

1215 W. BALTIMORE PIKE, SUITE 8
MEDIA, PA, 19063, United States

CRD 292523

Filing source

Form ADV 1728056 · Mar 21, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.