Investment adviser · CRD 112468

LEHMAN BROTHERS PRIVATE EQUITY ADVISERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 26, 2020

Regulatory AUM: $51M
Client accounts: 12
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	12	$51,004,444	100.0%

Filing source

Form ADV 1394583 · Mar 26, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEHMAN BROTHERS MLP OPPORTUNITY FUND L.P.Hedge Fund · Last reported Mar 27, 2015$60.4MGross asset value

Feeder funds

LEHMAN BROTHERS MLP OPPORTUNITY DELAWARE FUND L.P.

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8945466846
Reported beneficial owners: 515
Minimum commitment: $0

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ZEPHYR 2004-4, LLCHedge Fund · Last reported Mar 27, 2015$3.2MGross asset value

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian WELLS FARGO BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7380769348
Reported beneficial owners: 3
Minimum commitment: $5K

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEHMAN BROTHERS OFFSHORE COMMUNICATIONS PARTNERS LPHedge Fund · Last reported Mar 27, 2015$826KGross asset value

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7421882368
Reported beneficial owners: 18
Minimum commitment: $5M

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEHMAN BROTHERS COMMUNICATIONS PARTNERS LPHedge Fund · Last reported Mar 27, 2015$482KGross asset value

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8099580864
Reported beneficial owners: 35
Minimum commitment: $5M

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEHMAN BROTHERS OFFSHORE COMMUNICATIONS FUND LPHedge Fund · Last reported Mar 27, 2015$196KGross asset value

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8204504808
Reported beneficial owners: 176
Minimum commitment: $250K

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEHMAN BROTHERS COMMUNICATIONS FUND LPHedge Fund · Last reported Mar 27, 2015$1.13KGross asset value

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-7744051438
Reported beneficial owners: 375
Minimum commitment: $250K

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEHMAN BROTHERS COMMUNICATIONS INVESTORS LP (PSERS)Hedge Fund · Last reported Mar 27, 2015$108Gross asset value

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-6241776624
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 899219 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2020. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

277 PARK AVENUE, 46TH FLOOR
NEW YORK, NY, 10172, United States

CRD 112468

Filing source

Form ADV 1394583 · Mar 26, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.