Investment adviser · CRD 336029

LEGEND CAPITAL

Investment adviser filing (IA)

LEGEND CAPITAL ADVISORS LLC

· Form ADV filed Jul 27, 2026

Regulatory AUM
$250M
Form ADV · Item 5.F
Client accounts
114
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles12$150,737,00560.2%
High-net-worth individuals83$85,871,40634.3%
Corporations & businesses18$13,725,0525.5%
CharitiesFewer than 5$118,6460.0%
Filing source

Form ADV 2110029 · Jul 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEGEND CAPITAL VENTURES I, LLCVenture Capital Fund · Last reported Jul 27, 2026$400KGross asset value

Form D fundraising filings

Legend Capital Ventures I, LLC

Fund administrator PEAK FUND MANAGEMENT LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMMERMAN + CO. LLP PALO ALTO, California, United States
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMMERMAN + CO. LLP
PCAOB 1596

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source
Fund ID
805-9151105683
Reported beneficial owners
9
Minimum commitment
$15K
Form D file number
021-556946

Form ADV 2110029 · Jul 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEGEND CAPITAL VENTURES II, LLCVenture Capital Fund · Last reported Jul 27, 2026$0Gross asset value
Fund administrator PEAK FUND MANAGEMENT LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMMERMAN + CO. LLP PALO ALTO, California, United States
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMMERMAN + CO. LLP
PCAOB 1596

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source
Fund ID
805-1980239896
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 2110029 · Jul 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 27, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

CRD 336029

Filing source

Form ADV 2110029 · Jul 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.