Investment adviser · CRD 104761

LEGEND ADVISORY, LLC

Investment adviser filing (IA)

PALM BEACH GARDENS, FL, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $1.95B
Client accounts: 26,328
Employees: 303
Advisory professionals: 296

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	21,823	$1,856,107,750	95.3%
High-net-worth individuals	107	$61,889,200	3.2%
Retirement plans	132	$15,526,389	0.8%
Corporations & businesses	18	$13,135,988	0.7%
Charities	2	$275,524	0.0%
Banks & thrifts	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1293928 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets

Principal office

4600 EAST PARK DRIVE, SUITE 300
PALM BEACH GARDENS, FL, 33410-4258, United States

CRD 104761

Filing source

Form ADV 1293928 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.