Investment adviser · CRD 111436
LEGACY CAPITAL GROUP CALIFORNIA, INC.
Investment adviser filing (IA)
LOS GATOS, CA, United States · Form ADV filed Apr 22, 2026
- Regulatory AUM
- $536M Form ADV · Item 5.F
- Client accounts
- 1,763 Accounts, not individual clients
- Employees
- 17 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 155 | $204,454,791 | 38.2% |
| Corporations & businesses | 26 | $202,957,368 | 37.9% |
| Retirement plans | 30 | $79,376,187 | 14.8% |
| Charities | 17 | $37,352,593 | 7.0% |
| Pooled investment vehicles | 3 | $11,596,531 | 2.2% |
Filing source
Form ADV 2095334 · Apr 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 22, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed · Commissions
Principal office
459 MONTEREY AVENUE, SUITE 100LOS GATOS, CA, 95030, United States
CRD 111436
Filing source
Form ADV 2095334 · Apr 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.