Investment adviser · CRD 111423
LEGACY ASSET MANAGEMENT, INC.
Investment adviser filing (IA)
HOUSTON, TX, United States · Form ADV filed May 13, 2024
- Regulatory AUM
- $162M Form ADV · Item 5.F
- Client accounts
- 522 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 36 | $111,269,810 | 68.8% |
| Individuals | 144 | $37,286,695 | 23.1% |
| Retirement plans | 14 | $9,757,506 | 6.0% |
| Charities | 5 | $3,401,608 | 2.1% |
Filing source
Form ADV 1875861 · May 13, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 13, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets
Principal office
3411 RICHMOND AVE, SUITE 750HOUSTON, TX, 77046, United States
CRD 111423
Filing source
Form ADV 1875861 · May 13, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.