Investment adviser · CRD 285596

LEGACY ADVISORY GROUP, LLC

Investment adviser filing (IA)

OVERLAND PARK, KS, United States · Form ADV filed Jul 2, 2019

Regulatory AUM: $34.8M
Client accounts: 283
Employees: 4
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	7	$23,661,000	68.0%
Individuals	39	$11,122,000	32.0%
Retirement plans	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1332250 · Jul 2, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LWCVenture Capital Fund · Last reported Apr 3, 2017$1.02MGross asset value

Custodian MAINSTAR TRUST ONAGA, Kansas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-6769056648
Reported beneficial owners: 7
Minimum commitment: $0

Form ADV 1071082 · Apr 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LTVVenture Capital Fund · Last reported Apr 3, 2017$330KGross asset value

Custodian MAINSTAR TRUST ONAGA, Kansas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5203746509
Reported beneficial owners: 8
Minimum commitment: $0

Form ADV 1071082 · Apr 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LLLVenture Capital Fund · Last reported Apr 3, 2017$280KGross asset value

Custodian MAINSTAR TRUST ONAGA, Kansas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9038845342
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 1071082 · Apr 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LDLVenture Capital Fund · Last reported Apr 3, 2017$275KGross asset value

Custodian MAINSTAR TRUST ONAGA, Kansas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8864043795
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1071082 · Apr 3, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 2, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

10561 BARKLEY PLACE, SUITE 610
OVERLAND PARK, KS, 66212, United States

CRD 285596

Filing source

Form ADV 1332250 · Jul 2, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.