Investment adviser · CRD 170348

LEFT BRAIN WEALTH MANAGEMENT, LLC

Investment adviser filing (IA)

NAPERVILLE, IL, United States · Form ADV filed Mar 20, 2026

Regulatory AUM
$340M
Form ADV · Item 5.F
Client accounts
712
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals94$282,315,88982.9%
Individuals112$38,198,16611.2%
Pooled investment vehicles1$19,912,8815.8%
Filing source

Form ADV 2074436 · Mar 20, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEFT BRAIN CAPITAL APPRECIATION MASTER FUND LTDHedge Fund · Last reported Mar 20, 2026$19.9MGross asset value

Feeder funds

  • LEFT BRAIN CAPITAL APPRECIATION OFFSHORE LTD
Fund administrator SS&C FUND SERVICES (CAYMAN)LTD WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN, ROSSIN & CO. MIAMI, Florida, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KAUFMAN, ROSSIN & CO.
PCAOB 137

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-3095198529
Reported beneficial owners
38
Minimum commitment
$100K

Form ADV 2074436 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEFT BRAIN CAPITAL APPRECIATION FUND, L.P.Hedge Fund · Last reported Mar 20, 2026$13.7MGross asset value
Fund administrator SS &C FUND SERVICES (CAYMAN), LTD WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KAUFMAN ROSSIN & CO., P.A. MIAMI, Florida, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KAUFMAN ROSSIN & CO., P.A.
PCAOB 137

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-9363368448
Reported beneficial owners
30
Minimum commitment
$250K

Form ADV 2074436 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

215 SHUMAN BLVD, #304
NAPERVILLE, IL, 60563, United States

CRD 170348

Filing source

Form ADV 2074436 · Mar 20, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.