Investment adviser · CRD 120535
LEE INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
SARATOGA SPRINGS, NY, United States · Form ADV filed Feb 21, 2025
- Regulatory AUM
- $90.5M Form ADV · Item 5.F
- Client accounts
- 301 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 45 | $77,276,822 | 85.4% |
| Individuals | 61 | $13,231,368 | 14.6% |
Filing source
Form ADV 1939608 · Feb 21, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 21, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Hourly
Principal office
63 PUTNAM ST, SUITE 202SARATOGA SPRINGS, NY, 12866, United States
CRD 120535
Filing source
Form ADV 1939608 · Feb 21, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.