Investment adviser · CRD 296878

LEE CAPITAL ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 27, 2019

Regulatory AUM
$92.2M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individualsFewer than 5$80,593,22087.4%
Pooled investment vehicles1$11,592,25812.6%
Filing source

Form ADV 1271875 · Mar 27, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEE ABSOLUTE RETURN STRATEGY LPHedge Fund · Last reported Mar 27, 2019$11.6MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. YORKTOWN HEIGHTS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

JEFFERIES LLC
CRD 2347 · SEC 8-15074

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-2404537316
Reported beneficial owners
8
Minimum commitment
$500K

Form ADV 1271875 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

767 FIFTH AVENUE, 6TH FLOOR
NEW YORK, NY, 10153, United States

CRD 296878

Filing source

Form ADV 1271875 · Mar 27, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.