LDR CAPITAL MANAGEMENT, LLC – investment adviser, $397M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$181,422,826	45.7%
Corporations & businesses	6	$105,093,431	26.5%
High-net-worth individuals	14	$62,290,026	15.7%
Investment companies	1	$29,267,043	7.4%
Retirement plans	1	$10,148,813	2.6%
Charities	4	$8,930,170	2.2%

Filing source

Form ADV 2089219 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LDR PREFERRED INCOME FUND, LLCHedge Fund · Last reported Mar 31, 2026$181MGross asset value

Form D fundraising filings

LDR Preferred Income Fund, LLC

Feeder funds

LDR PREFERRED INCOME FUND, LTD.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer HODES WEILL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No

Marketer SHELTER ROCK CAPITAL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. PURCHASE, New York, United States Related to adviser: No

Marketer WELLS FARGO ADVISORS ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

HODES WEILL SECURITIES, LLC
CRD 131848 · SEC 8-66518

JEFFERIES LLC
CRD 2347 · SEC 8-15074

MORGAN STANLEY
CRD 149777 · SEC 801-70103

SHELTER ROCK CAPITAL GROUP LLC
CRD 156753 · SEC 8-68818

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

WELLS FARGO ADVISORS
CRD 11025 · SEC 801-57434

Fund details & source

Fund ID: 805-1148961992
Reported beneficial owners: 349
Minimum commitment: $250K
Form D file number: 021-132440

Form ADV 2089219 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LDR REAL ESTATE OPPORTUNITY FUND, LLCHedge Fund · Last reported Nov 11, 2022$11.7MGross asset value

Form D fundraising filings

LDR Real Estate Opportunity Fund, LLC

Fund administrator SOUTH WATCH LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO., LLP
PCAOB 673

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-9791133241
Reported beneficial owners: 51
Minimum commitment: $100K
Form D file number: 021-392962

Form ADV 1687487 · Nov 11, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 PARK AVENUE, SUITE 520
NEW YORK, NY, 10022, United States

CRD 162329

Filing source

Form ADV 2089219 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.