Investment adviser · CRD 138014

LAURUS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 9, 2013

Regulatory AUM
$26.4M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LAURUS MASTER FUND, LTD. (IN LIQUIDATION)Hedge Fund · Last reported Feb 15, 2012$327MGross asset value

Feeder funds

  • LAURUS OFFSHORE FUND, LTD. (IN LIQUIDATION)
  • LAURUS U.S. FUND, L.P.
Custodian ALBERT FRIED & COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian CAPITAL ONE, PRIVATE BANKING NEW YORK, New York, United States Related to adviser: No
Custodian CAPITAL ONE, PRIVATE CLIENT GROUP MELVILLE, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO, N.A., CORPORATE TRUST & ESCROW SERVICES MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian ZOLFO COOPER GEORGE TOWN, Cayman Islands Related to adviser: No
Prime broker ALBERT FRIED & COMPANY, LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ALBERT FRIED & COMPANY, LLC
SEC 8-3337

ALBERT FRIED & COMPANY, LLC
CRD 1914 · SEC 8-3337

Fund details & source
Fund ID
805-9524451278
Reported beneficial owners
158
Minimum commitment
$1M

Form ADV 612379 · Feb 15, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 9, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

230 PARK AVENUE, SUITE 1152
NEW YORK, NY, 10169, United States

CRD 138014

Filing source

Form ADV 751138 · Aug 9, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.