Investment adviser · CRD 108604

LADENBURG THALMANN ASSET MANAGEMENT INC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 1, 2026

Regulatory AUM
$6.68B
Form ADV · Item 5.F
Client accounts
3,153
Accounts, not individual clients
Employees
30
Reported in this filing
Advisory professionals
14
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other investment advisersFewer than 5$4,484,662,88067.2%
High-net-worth individuals291$634,350,0349.5%
Individuals2,638$585,567,6158.8%
Investment companies5$449,632,4426.7%
Corporations & businesses139$233,406,6263.5%
Retirement plans45$141,296,5252.1%
Charities27$83,446,7121.2%
Pooled investment vehicles5$63,432,9211.0%
Filing source

Form ADV 2130321 · Sep 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LTAM TITAN FUND, LLCHedge Fund · Last reported Aug 22, 2012$34.7MGross asset value
Fund administrator PINNACLE FUND ADMINISTRATION CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9279889721
Reported beneficial owners
55
Minimum commitment
$250K
Form D file number
021-1465069

Form ADV 665896 · Aug 22, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 1, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

640 FIFTH AVENUE, 4TH FL.
NEW YORK, NY, 10019, United States

CRD 108604

Filing source

Form ADV 2130321 · Sep 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.