Investment adviser · CRD 105130
L. ROY PAPP & ASSOCIATES, LLP
Investment adviser filing (IA)
PHOENIX, AZ, United States · Form ADV filed May 27, 2026
- Regulatory AUM
- $1.62B Form ADV · Item 5.F
- Client accounts
- 1,847 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 276 | $1,337,562,977 | 82.5% |
| Individuals | 273 | $128,801,121 | 7.9% |
| Charities | 13 | $66,895,281 | 4.1% |
| Investment companies | 1 | $44,107,248 | 2.7% |
| Retirement plans | 6 | $31,461,548 | 1.9% |
| Corporations & businesses | 7 | $12,976,386 | 0.8% |
Filing source
Form ADV 2108486 · May 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 27, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets
Principal office
2201 E. CAMELBACK ROAD, SUITE 227BPHOENIX, AZ, 85016, United States
CRD 105130
Filing source
Form ADV 2108486 · May 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.