KVK GLOBAL STRATEGIES LLC – investment adviser, $364M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$364,060,075	100.0%

Filing source

Form ADV 1189377 · Mar 26, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KVK CLO 2016-1 LTDSecuritized Asset Fund · Last reported Mar 26, 2018$349MGross asset value

Fund administrator WALKERS FIDUCIARY LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-1594216757
Reported beneficial owners: 9
Minimum commitment: $250K

Form ADV 1189377 · Mar 26, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KRAMER VAN KIRK DURATION NEUTRAL LOAN OPPORTUNITY FUND L.P.Hedge Fund · Last reported Mar 26, 2018$15.5MGross asset value

Fund administrator US BANCORP FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-5227394946
Reported beneficial owners: 5
Minimum commitment: $1M

Form ADV 1189377 · Mar 26, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

200 WEST MONROE STREET, SUITE 1330
CHICAGO, IL, 60606, United States

CRD 277128

Filing source

Form ADV 1189377 · Mar 26, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.