Investment adviser · CRD 169582

ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 28, 2024

Regulatory AUM
$12.9B
Form ADV · Item 5.F
Client accounts
139
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Retirement plansFewer than 5$11,901,809,90092.4%
Other clientsFewer than 5$972,559,7487.6%
Filing source

Form ADV 1847527 · Mar 28, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ADVANCED RESEARCH ALPHA FUND, L.P.Other Private Fund · Last reported Mar 29, 2023$353MGross asset value
Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian UMB BANK, NA KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Fund details & source
Fund ID
805-3077505437
Reported beneficial owners
149
Minimum commitment
$1M
Form D file number
021-247337

Form ADV 1733228 · Mar 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED RESEARCH ALPHA FUND, LTD.Other Private Fund · Last reported Mar 29, 2023$208MGross asset value
Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Fund details & source
Fund ID
805-7408009049
Reported beneficial owners
53
Minimum commitment
$1M
Form D file number
021-247336

Form ADV 1733228 · Mar 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2024. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

10635 SANTA MONICA BOULEVARD, SUITE 240
LOS ANGELES, CA, 90025, United States

CRD 169582

Filing source

Form ADV 1847527 · Mar 28, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.