Investment adviser · CRD 111863

KRG CAPITAL PARTNERS

Investment adviser filing (IA)

KRG CAPITAL MANAGEMENT, L.P.

DENVER, CO, United States · Form ADV filed Mar 30, 2018

Regulatory AUM: $1.19B
Client accounts: 7
Employees: 22
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$1,193,198,405	100.0%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1192403 · Mar 30, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

13 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KRG CAPITAL FUND IV, LPPrivate Equity Fund · Last reported Mar 30, 2018$419MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian US BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Fund details & source

Fund ID: 805-7763436770
Reported beneficial owners: 71
Minimum commitment: $10M
Form D file number: 021-106498

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOUNTAINGATE CAPITAL FUND I, L.P.Private Equity Fund · Last reported Mar 30, 2018$273MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-6521285071
Reported beneficial owners: 27
Minimum commitment: $5M
Form D file number: 021-236690

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KRG CAPITAL FUND IV-A, LPPrivate Equity Fund · Last reported Mar 30, 2018$211MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian US BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Fund details & source

Fund ID: 805-5918562453
Reported beneficial owners: 24
Minimum commitment: $10M
Form D file number: 021-109396

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOUNTAINGATE CAPITAL FUND I-A, L.P.Private Equity Fund · Last reported Mar 30, 2018$136MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-8572298096
Reported beneficial owners: 7
Minimum commitment: $5M
Form D file number: 021-236691

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KRG CAPITAL FUND IV (PA), LPPrivate Equity Fund · Last reported Mar 30, 2018$120MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian US BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Fund details & source

Fund ID: 805-8798790474
Reported beneficial owners: 12
Minimum commitment: $10M
Form D file number: 021-110266

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOUNTAINGATE CAPITAL FUND I-FF, LPPrivate Equity Fund · Last reported Mar 30, 2018$26.3MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-2462899234
Reported beneficial owners: 41
Minimum commitment: $500K
Form D file number: 021-245014

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KRG CAPITAL FUND IV (FF), LPPrivate Equity Fund · Last reported Mar 30, 2018$9.02MGross asset value

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP DENVER, Colorado, United States

Custodian US BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Fund details & source

Fund ID: 805-5426674364
Reported beneficial owners: 65
Minimum commitment: $10M
Form D file number: 021-111359

Form ADV 1192403 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1800 LARIMER STREET, SUITE 2200
DENVER, CO, 80202, United States

CRD 111863

Filing source

Form ADV 1192403 · Mar 30, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.