Investment adviser · CRD 160656

KRAMER VAN KIRK CREDIT STRATEGIES L.P.

Investment adviser filing (IA)

KRAMER VAN KIRK CREDIT STRATEGIES, LP

CHICAGO, IL, United States · Form ADV filed Mar 20, 2018

Regulatory AUM: $3.02B
Client accounts: 8
Employees: 28
Advisory professionals: 25

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$3,024,829,051	100.0%

Filing source

Form ADV 1183633 · Mar 20, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KVK CLO 2015-1 LTD.Securitized Asset Fund · Last reported Mar 20, 2018$587MGross asset value

Fund administrator WALKERS GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-5872180396
Reported beneficial owners: 6
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KVK CLO 2014-2 LTD.Securitized Asset Fund · Last reported Mar 20, 2018$578MGross asset value

Fund administrator APPLEBY TRUST LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-9546608455
Reported beneficial owners: 9
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KVK CLO 2014-1 LTDSecuritized Asset Fund · Last reported Mar 20, 2018$539MGross asset value

Fund administrator APPLEBY TRUST LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-4250421113
Reported beneficial owners: 12
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KVK CLO 2014-3 LTD.Securitized Asset Fund · Last reported Mar 20, 2018$480MGross asset value

Fund administrator APPLEBY TRUST LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-4042454274
Reported beneficial owners: 9
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KVK CLO 2013 - 1 LTDSecuritized Asset Fund · Last reported Mar 20, 2018$454MGross asset value

Fund administrator MAPLES FS LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: Yes

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-2602650023
Reported beneficial owners: 18
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KVK CLO 2013-2 LTDSecuritized Asset Fund · Last reported Mar 20, 2018$388MGross asset value

Fund administrator APPLEBY TRUST LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-8386134930
Reported beneficial owners: 8
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KVK CLO 2012-1 LTD.Securitized Asset Fund · Last reported Mar 20, 2018$0Gross asset value

Fund administrator MAPLES FS LTD. GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-7813750507
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1183633 · Mar 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

200 WEST MONROE, SUITE 1330
CHICAGO, IL, 60606, United States

CRD 160656

Filing source

Form ADV 1183633 · Mar 20, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.