Investment adviser · CRD 149508

KLEIN FINANCIAL SERVICES

Investment adviser filing (IA)

KLEIN FINANCIAL CORP.

· Form ADV filed Jan 13, 2016

Regulatory AUM
$3.1M
Form ADV · Item 5.F
Client accounts
22
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 13, 2016. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

CRD 149508

Filing source

Form ADV 968715 · Jan 13, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.