Investment adviser · CRD 137728

KINGS POINT CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

GREAT NECK, NY, United States · Form ADV filed Mar 24, 2022

Regulatory AUM: $1.7B
Client accounts: 1,334
Employees: 17
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	210	$1,622,671,216	95.6%
Charities	6	$50,049,137	2.9%
Corporations & businesses	7	$16,363,614	1.0%
Individuals	15	$6,501,127	0.4%
Retirement plans	1	$1,757,353	0.1%

Filing source

Form ADV 1629833 · Mar 24, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MONTAUK POINT PARTNERS LPHedge Fund · Last reported Aug 27, 2014$16.4MGross asset value

Form D fundraising filings

MONTAUK POINT PARTNERS LP

Fund administrator CONIFER FUND SERVICES LTD TORTOLA, British Virgin Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor MCGLADREY LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker CONIFER SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CONIFER SECURITIES LLC
CRD 23857 · SEC 8-40756

Fund details & source

Fund ID: 805-6314684757
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-72261

Form ADV 841585 · Aug 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

60 CUTTERMILL ROAD, SUITE 516
GREAT NECK, NY, 11021, United States

CRD 137728

Filing source

Form ADV 1629833 · Mar 24, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.