Investment adviser · CRD 144987
KEVIN BAY INVESTMENTS, LLC
Investment adviser filing (IA)
PEWAUKEE, WI, United States · Form ADV filed Feb 27, 2019
- Regulatory AUM
- $128M Form ADV · Item 5.F
- Client accounts
- 664 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 248 | $65,416,647 | 51.0% |
| High-net-worth individuals | 42 | $45,431,489 | 35.4% |
| Charities | 12 | $10,361,000 | 8.1% |
| Corporations & businesses | Fewer than 5 | $4,111,175 | 3.2% |
| Retirement plans | Fewer than 5 | $2,903,345 | 2.3% |
Filing source
Form ADV 1271907 · Feb 27, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 27, 2019. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Educational seminars
Compensation
Percentage of assets
Principal office
285 FOREST GROVE DRIVE, SUITE 105PEWAUKEE, WI, 53072-9958, United States
CRD 144987
Filing source
Form ADV 1271907 · Feb 27, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.