Investment adviser · CRD 317711
KESTRA INVESTMENT MANAGEMENT, LLC.
Investment adviser filing (IA)
AUSTIN, TX, United States · Form ADV filed Sep 22, 2026
- Regulatory AUM
- $4.31B Form ADV · Item 5.F
- Client accounts
- 16,262 Accounts, not individual clients
- Employees
- 17 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other investment advisers | Fewer than 5 | $4,312,723,263 | 100.0% |
Filing source
Form ADV 2134124 · Sep 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 22, 2026. View historical filings
Reported services
Business portfolio management
Compensation
Percentage of assets
Principal office
5707 SOUTHWEST PARKWAY, BUILDING 2, STE 400AUSTIN, TX, 78735, United States
CRD 317711
Filing source
Form ADV 2134124 · Sep 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.