Investment adviser · CRD 110107

KERNS CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Mar 31, 2021

Regulatory AUM
$155M
Form ADV · Item 5.F
Client accounts
99
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies1$73,201,43447.2%
High-net-worth individuals27$60,134,90138.8%
Individuals71$21,838,16214.1%
Filing source

Form ADV 1482942 · Mar 31, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KCM OPPORTUNITY FUND, LLCHedge Fund · Last reported Mar 27, 2019$7.9MGross asset value

Form D fundraising filings

KCM Opportunity Fund, LLC

Fund administrator GEMINI HEDGE FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP
PCAOB 688

GOLDMAN SACHS & CO. LLC
SEC 8-129

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-7261533056
Reported beneficial owners
1
Minimum commitment
$500K
Form D file number
021-302332

Form ADV 1301404 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2021. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pension consulting

Compensation

Percentage of assets

Principal office

115 MEMORIAL PARKVIEW
HOUSTON, TX, 77024, United States

CRD 110107

Filing source

Form ADV 1482942 · Mar 31, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.