Investment adviser · CRD 104784
KEMPNER CAPITAL MANAGEMENT, INC.
Investment adviser filing (IA)
GALVESTON, TX, United States · Form ADV filed Oct 29, 2025
- Regulatory AUM
- $218M Form ADV · Item 5.F
- Client accounts
- 29 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $92,315,135 | 42.3% |
| Pooled investment vehicles | 1 | $80,434,665 | 36.8% |
| High-net-worth individuals | 18 | $26,901,641 | 12.3% |
| Charities | 7 | $11,524,416 | 5.3% |
| Corporations & businesses | Fewer than 5 | $7,123,336 | 3.3% |
Filing source
Form ADV 2024491 · Oct 29, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
KEMPNER SECURITIES LIMITED PARTNERSHIPOther Private Fund · Last reported Oct 29, 2025$80.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
HARPER & PEARSON CO., P.C.
PCAOB 431
Fund details & source
- Fund ID
- 805-5304412114
- Reported beneficial owners
- 58
- Minimum commitment
- $0
Form ADV 2024491 · Oct 29, 2025 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Oct 29, 2025. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
2201 MARKET STREET, 12TH FLOORGALVESTON, TX, 77550, United States
CRD 104784
Filing source
Form ADV 2024491 · Oct 29, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.