Investment adviser · CRD 148884
KEATSCONNELLY
Investment adviser filing (IA)
KEATS, CONNELLY AND ASSOCIATES, LLC
PHOENIX, AZ, United States · Form ADV filed May 22, 2020
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 15 | $0 | Not reported |
Filing source
Form ADV 1420922 · May 22, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 22, 2020. View historical filings
Reported services
Financial planning · Selection of other advisers · Educational seminars
Compensation
Hourly · Fixed
Principal office
3336 N. 32ND STREET, SUITE 100PHOENIX, AZ, 85018-6241, United States
CRD 148884
Filing source
Form ADV 1420922 · May 22, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.