Investment adviser · CRD 127980
KEATLEY WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Mar 5, 2019
- Regulatory AUM
- $153M Form ADV · Item 5.F
- Client accounts
- 341 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 54 | $123,608,225 | 80.9% |
| Individuals | 48 | $22,635,640 | 14.8% |
| Insurance companies | Fewer than 5 | $3,993,456 | 2.6% |
| Corporations & businesses | Fewer than 5 | $1,683,648 | 1.1% |
| Charities | Fewer than 5 | $957,667 | 0.6% |
Filing source
Form ADV 1269551 · Mar 5, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 5, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
7615 COLONY ROAD, SUITE 120CHARLOTTE, NC, 28226, United States
CRD 127980
Filing source
Form ADV 1269551 · Mar 5, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.