Investment adviser · CRD 110265

KDP ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

MONTPELIER, VT, United States · Form ADV filed Jul 31, 2023

Regulatory AUM: $442M
Client accounts: 36
Employees: 19
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Banks & thrifts	5	$351,458,706	79.6%
Retirement plans	Fewer than 5	$55,274,896	12.5%
High-net-worth individuals	29	$27,872,070	6.3%
Charities	Fewer than 5	$7,175,367	1.6%

Filing source

Form ADV 1778145 · Jul 31, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KDP DEFENSIVE HIGH YIELD FUND, L.P.Other Private Fund · Last reported Mar 31, 2014$10.5MGross asset value

Auditor FOTHERGILL SEGALE & VALLEY MONTPELIER, Vermont, United States

Custodian THE BANK OF NY MELLON TRUST COMPANY, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3909292358
Reported beneficial owners: 18
Minimum commitment: $250K

Form ADV 797413 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 31, 2023. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Security ratings

Compensation

Percentage of assets · Fixed

Principal office

24 ELM STREET
MONTPELIER, VT, 05602-2814, United States

CRD 110265

Filing source

Form ADV 1778145 · Jul 31, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.