Investment adviser · CRD 139370

KAUFMAN + BERNSTEIN, INC.

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed May 2, 2013

Regulatory AUM
$655M
Form ADV · Item 5.F
Client accounts
319
Accounts, not individual clients
Employees
19
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KAUFMAN + BERNSTEIN RETIREMENT FUNDOther Private Fund · Last reported May 2, 2013$79.9MGross asset value
Custodian CHARLES SCHWAB & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2316056361
Reported beneficial owners
26
Minimum commitment
$25K

Form ADV 735555 · May 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 2, 2013. View historical filings

Reported services

Financial planning · Pension consulting · Selection of other advisers

Compensation

Hourly · Fixed

Principal office

1925 CENTURY PARK EAST,, SUITE 800
LOS ANGELES, CA, 90067, United States

CRD 139370

Filing source

Form ADV 735555 · May 2, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.