Investment adviser · CRD 157868
KATONAH DEBT ADVISORS, L.L.C.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 29, 2018
- Regulatory AUM
- $311M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $311,290,783 | 100.0% |
| Individuals | Fewer than 5 | Not reported | Not reported |
| High-net-worth individuals | Fewer than 5 | Not reported | Not reported |
| Banks & thrifts | Fewer than 5 | Not reported | Not reported |
| Retirement plans | Fewer than 5 | Not reported | Not reported |
| Charities | Fewer than 5 | Not reported | Not reported |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 1195675 · Mar 29, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
KCAP F3C SENIOR FUNDING, LLCSecuritized Asset Fund · Last reported Mar 29, 2018$301MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-2328446324
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
Form ADV 1195675 · Mar 29, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KATONAH 2007-I CLO LTD.Securitized Asset Fund · Last reported Mar 29, 2018$10.8MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9237199353
- Reported beneficial owners
- 2
- Minimum commitment
- $200K
Form ADV 1195675 · Mar 29, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KATONAH IX CLO LTD.Securitized Asset Fund · Last reported Jul 17, 2017$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5028604270
- Reported beneficial owners
- 0
- Minimum commitment
- $0
Form ADV 1127386 · Jul 17, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KATONAH VII CLO LTD.Securitized Asset Fund · Last reported Jun 16, 2016$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9730713495
- Reported beneficial owners
- 10
- Minimum commitment
- $100K
Form ADV 1024644 · Jun 16, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KATONAH VIII CLO LTD.Securitized Asset Fund · Last reported Jun 16, 2016$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5482572985
- Reported beneficial owners
- 6
- Minimum commitment
- $100K
Form ADV 1024644 · Jun 16, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
KATONAH X CLO LTD.Securitized Asset Fund · Last reported Jul 17, 2017$0Gross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6554875279
- Reported beneficial owners
- 0
- Minimum commitment
- $0
Form ADV 1127386 · Jul 17, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 29, 2018. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Hourly · Performance-based
Principal office
295 MADISON AVENUE, 6TH FLOORNEW YORK, NY, 10017, United States
CRD 157868
Filing source
Form ADV 1195675 · Mar 29, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.