Investment adviser · CRD 110275
KARPUS INVESTMENT MANAGEMENT
Investment adviser filing (IA)
KARPUS MANAGEMENT INC
PITTSFORD, NY, United States · Form ADV filed Sep 24, 2026
- Regulatory AUM
- $4.3B Form ADV · Item 5.F
- Client accounts
- 2,337 Accounts, not individual clients
- Employees
- 35 Reported in this filing
- Advisory professionals
- 21 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 729 | $2,636,729,574 | 61.4% |
| Retirement plans | 43 | $527,840,503 | 12.3% |
| Corporations & businesses | 75 | $481,418,768 | 11.2% |
| Individuals | 967 | $417,548,531 | 9.7% |
| Charities | 44 | $165,465,091 | 3.9% |
| Government entities | Fewer than 5 | $66,378,418 | 1.5% |
Filing source
Form ADV 2132931 · Sep 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 24, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
183 SULLY'S TRAILPITTSFORD, NY, 14534, United States
CRD 110275
Filing source
Form ADV 2132931 · Sep 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.