Investment adviser · CRD 314373

K5 GLOBAL ADVISOR LLC

· Form ADV filed Oct 21, 2025

Regulatory AUM: $2.52B
Client accounts: 72
Employees: 12
Advisory professionals: 6

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$612,169,838	4	Mar 21, 2022
2022	$3,088,919,309	8	Mar 30, 2023
2023	$4,303,499,661	10	Mar 29, 2024
2024	$2,067,508,794	12	Mar 31, 2025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	72	$2,521,323,350	100.0%

Filing source

Form ADV 2019324 · Oct 21, 2025 · Item 5.D

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

FRANK, RIMERMAN & CO. LLP

Auditor · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Showing the first 50 funds.

Private funds & service providers

72 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

K5X FUND I, LPVenture Capital Fund$740MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

K5X Fund I, LP

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor FRANK, RIMERMAN & CO. LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-7906010408
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-450308

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

K5 SPACE EXPLORATION LP - SERIES 1 SLVenture Capital Fund$208MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

K5 Space Exploration LP - Series 1 SL

Fund administrator ADURO ADVISORS, LLC REDWOOD CITY, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor FRANK, RIMERMAN & CO. LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-6844217331
Reported beneficial owners: 29
Minimum commitment: $100K
Form D file number: 021-398045

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KQ PARTNERS LPVenture Capital Fund$201MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

KQ Partners LP

Fund administrator APEX FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor BDO SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK RALEIGH, North Carolina, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

Fund details & source

Fund ID: 805-8484966287
Reported beneficial owners: 12
Minimum commitment: $0
Form D file number: 021-512756

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

J.P. MORGAN TECH INVESTMENTS II, LPVenture Capital Fund$138MGross asset value

Search Form D filings →

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Auditor FRANK, RIMERMAN & CO. LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, NA NEW YORK CITY, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JP MORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-2451312570
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

K5 GLOBAL GROWTH FUND I, LPVenture Capital Fund$120MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

K5 Global Growth I, LP

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor FRANK, RIMERMAN & CO. LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, NA NEW YORK CITY, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JP MORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-5581464088
Reported beneficial owners: 69
Minimum commitment: $50K
Form D file number: 021-410759

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MBK CAPITAL, LP - SERIES TVenture Capital Fund$119MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

MBK Capital LP - Series T

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor FRANK, RIMERMAN & CO. LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-5505266705
Reported beneficial owners: 96
Minimum commitment: $100K
Form D file number: 021-380858

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

K5 TECH FUND I, LP - VENTURES IIIVenture Capital Fund$117MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

K5 Tech Fund I, LP - Ventures III

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor FRANK, RIMERMAN & CO. LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-1280424040
Reported beneficial owners: 57
Minimum commitment: $0
Form D file number: 021-511456

Form ADV 2019324 · Oct 21, 2025 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2025 · previous imported filing

Regulatory AUM$2,067,508,794 → $2,521,323,350
Client accounts70 → 72

Filing source

Form ADV 2019324 · Oct 21, 2025 · Items 1 & 5

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $2.18B
Non-discretionary: $344M

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 314373

Filing source

Form ADV 2019324 · Oct 21, 2025 · Items 1 & 5

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.