Investment adviser · CRD 314373
K5 GLOBAL ADVISOR LLC
· Form ADV filed May 14, 2024
- Regulatory AUM
- $4.3B Form ADV · Item 5.F
- Client accounts
- 62 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $612,169,838 | 4 | Mar 21, 2022 |
| 2022 | $3,088,919,309 | 8 | Mar 30, 2023 |
| 2023 | $4,303,499,661 | 10 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 62 | $4,303,499,661 | 100.0% |
Filing source
Form ADV 1876278 · May 14, 2024 · Item 5.D
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
62 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MBK CAPITAL, LP - SERIES 104Venture Capital Fund$3.05MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-5434237024
- Reported beneficial owners
- 15
- Minimum commitment
- $25K
- Form D file number
- 021-422354
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES BORINGVenture Capital Fund$2.06MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-9844663277
- Reported beneficial owners
- 5
- Minimum commitment
- $25K
- Form D file number
- 021-460266
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MBK CAPITAL, LP - SERIES 107Venture Capital Fund$2.06MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-2538874910
- Reported beneficial owners
- 8
- Minimum commitment
- $25K
- Form D file number
- 021-442130
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 SPACE EXPLORATION LP - SERIES 3Venture Capital Fund$1.73MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-5434880888
- Reported beneficial owners
- 11
- Minimum commitment
- $100K
- Form D file number
- 021-456086
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 002Venture Capital Fund$1.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
CARTA CAPITAL MARKETS, LLC
SEC 8-70396
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-8597733443
- Reported beneficial owners
- 3
- Minimum commitment
- $25K
- Form D file number
- 021-414847
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES LBVenture Capital Fund$1.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
CARTA CAPITAL MARKETS, LLC
SEC 8-70396
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-4967410152
- Reported beneficial owners
- 24
- Minimum commitment
- $100K
- Form D file number
- 021-325311
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 LAREDO I, LLCVenture Capital Fund$1.39MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
CARTA CAPITAL MARKETS, LLC
SEC 8-70396
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-5314944297
- Reported beneficial owners
- 3
- Minimum commitment
- $25K
Form ADV 1876278 · May 14, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 13, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1876278 · May 14, 2024 · Items 1 & 5
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $4.15B
- Non-discretionary
- $151M
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 314373
Filing source
Form ADV 1876278 · May 14, 2024 · Items 1 & 5
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.