Investment adviser · CRD 314373
K5 GLOBAL ADVISOR LLC
· Form ADV filed May 13, 2024
- Regulatory AUM
- $4.3B Form ADV · Item 5.F
- Client accounts
- 62 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $612,169,838 | 4 | Mar 21, 2022 |
| 2022 | $3,088,919,309 | 8 | Mar 30, 2023 |
| 2023 | $4,303,499,661 | 10 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 62 | $4,303,499,661 | 100.0% |
Filing source
Form ADV 1875504 · May 13, 2024 · Item 5.D
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
62 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
K5 SPACE EXPLORATION LP - SERIES 1 SLVenture Capital Fund$87.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-6844217331
- Reported beneficial owners
- 27
- Minimum commitment
- $100K
- Form D file number
- 021-398045
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 TOKYO BLACK FUND I, LPVenture Capital Fund$75.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
CARTA CAPITAL MARKETS, LLC
SEC 8-70396
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-6473277851
- Reported beneficial owners
- 28
- Minimum commitment
- $5M
- Form D file number
- 021-489064
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES RELATIVITY SPACE 5Venture Capital Fund$67.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
CARTA CAPITAL MARKETS, LLC
SEC 8-70396
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-7316952033
- Reported beneficial owners
- 32
- Minimum commitment
- $100K
- Form D file number
- 021-414763
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES HORIZONS BORINGVenture Capital Fund$54.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-5823239313
- Reported beneficial owners
- 3
- Minimum commitment
- $100K
- Form D file number
- 021-345099
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 SPACE EXPLORATION LP - SERIES 1Venture Capital Fund$45.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-3780759584
- Reported beneficial owners
- 8
- Minimum commitment
- $100K
- Form D file number
- 021-312768
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 TECH FUND I, LP - SERIES 102Venture Capital Fund$35.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
CARTA CAPITAL MARKETS, LLC
SEC 8-70396
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-8705340075
- Reported beneficial owners
- 3
- Minimum commitment
- $0
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 SPACE EXPLORATION LP - SERIES 2Venture Capital Fund$34.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-8173069130
- Reported beneficial owners
- 41
- Minimum commitment
- $100K
- Form D file number
- 021-422345
Form ADV 1875504 · May 13, 2024 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 29, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1875504 · May 13, 2024 · Items 1 & 5
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $4.15B
- Non-discretionary
- $151M
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 314373
Filing source
Form ADV 1875504 · May 13, 2024 · Items 1 & 5
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.