K5 GLOBAL ADVISOR LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$612,169,838	4	Mar 21, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	37	$612,169,838	100.0%

Filing source

Form ADV 1598461 · Mar 21, 2022 · Item 5.D

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

K5 SPACE EXPLORATION LP - SERIES 1Venture Capital Fund$47MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

K5 Global LT Co-Invest LLC

Fund administrator FTS ADMIN LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ARMANINO LLP SAN JOSE, California, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ARMANINO LLP
PCAOB 32

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Fund details & source

Fund ID: 805-3780759584
Reported beneficial owners: 7
Minimum commitment: $100K
Form D file number: 021-352215

Form ADV 1598461 · Mar 21, 2022 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Sep 15, 2021 · previous imported filing

Regulatory AUM$269,608,106 → $612,169,838
Client accounts21 → 37
Employees6 → 4

Filing source

Form ADV 1598461 · Mar 21, 2022 · Items 1 & 5

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $462M
Non-discretionary: $150M

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

9 LA GORGE CIRCLE
MIAMI BEACH, FL, 33141, United States

CRD 314373

Filing source

Form ADV 1598461 · Mar 21, 2022 · Items 1 & 5

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.