Investment adviser · CRD 314373
K5 GLOBAL ADVISOR LLC
MIAMI BEACH, FL, United States · Form ADV filed Sep 15, 2021
- Regulatory AUM
- $270M Form ADV · Item 5.F
- Client accounts
- 21 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 269,608,106 | $269,608,106 | 100.0% |
Filing source
Form ADV 1549410 · Sep 15, 2021 · Item 5.D
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
21 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MBK CAPITAL, LP - SERIES TVenture Capital Fund$2.94MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-5505266705
- Reported beneficial owners
- 85
- Minimum commitment
- $100K
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - RELATIVITY SPACE RF 3Venture Capital Fund$2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-1789432614
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES LBVenture Capital Fund$1.63MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-4967410152
- Reported beneficial owners
- 23
- Minimum commitment
- $100K
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES FPVenture Capital Fund$1.33MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-1528728522
- Reported beneficial owners
- 9
- Minimum commitment
- $100K
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 002Venture Capital Fund$1.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-8597733443
- Reported beneficial owners
- 2
- Minimum commitment
- $25K
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
K5 GLOBAL LT CO-INVEST LLCVenture Capital Fund$1.04MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-5309402216
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MBK CAPITAL, LP - SERIES BTVenture Capital Fund$350KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO.
PCAOB 673
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
Fund details & source
- Fund ID
- 805-1364418684
- Reported beneficial owners
- 4
- Minimum commitment
- $100K
- Form D file number
- 021-352215
Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1549410 · Sep 15, 2021 · Items 1 & 5
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $270M
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
9 LA GORGE CIRCLEMIAMI BEACH, FL, 33141, United States
CRD 314373
Filing source
Form ADV 1549410 · Sep 15, 2021 · Items 1 & 5
Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.