Investment adviser · CRD 314373

K5 GLOBAL ADVISOR LLC

MIAMI BEACH, FL, United States · Form ADV filed Sep 15, 2021

Regulatory AUM
$270M
Form ADV · Item 5.F
Client accounts
21
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles269,608,106$269,608,106100.0%
Filing source

Form ADV 1549410 · Sep 15, 2021 · Item 5.D

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

K5 GLOBAL TECHNOLOGY FUND, LP - SERIES 002Venture Capital Fund$1.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator FTS ADMIN LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States Other funds reporting this name →
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Fund details & source
Fund ID
805-8597733443
Reported beneficial owners
2
Minimum commitment
$25K
Form D file number
021-352215

Form ADV 1549410 · Sep 15, 2021 · Schedule D 7.B.(1)

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1549410 · Sep 15, 2021 · Items 1 & 5

Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$270M
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    9 LA GORGE CIRCLE
    MIAMI BEACH, FL, 33141, United States

    CRD 314373

    Filing source

    Form ADV 1549410 · Sep 15, 2021 · Items 1 & 5

    Reported by K5 GLOBAL ADVISOR LLC (CRD 314373).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.