Investment adviser · CRD 163890
K PLUS, INC.
Investment adviser filing (IA)
· Form ADV filed Mar 28, 2019
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 3 | Not reported | Not reported |
| Retirement plans | 9 | Not reported | Not reported |
Filing source
Form ADV 1302451 · Mar 28, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 28, 2019. View historical filings
Reported services
Financial planning · Pension consulting · Publication of newsletters · Educational seminars
Compensation
Hourly · Commissions
Principal office
CRD 163890
Filing source
Form ADV 1302451 · Mar 28, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.